-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RfECIAMfnZeq+F2Ja2NAdTBUFNQ3srvSJTMnIJFQFqfp6D3gf+SubGG3WuDnGe8e oDB5YxRFTBsZRbM/8bu/pA== 0001193125-08-120140.txt : 20080521 0001193125-08-120140.hdr.sgml : 20080521 20080521172021 ACCESSION NUMBER: 0001193125-08-120140 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080521 DATE AS OF CHANGE: 20080521 GROUP MEMBERS: B. U. PATEL FAMILY TRUST DATED APRIL 11, 2002 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VINEYARD NATIONAL BANCORP CENTRAL INDEX KEY: 0000840256 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 330309110 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78674 FILM NUMBER: 08852525 BUSINESS ADDRESS: STREET 1: 1260 CORONA POINTE COURT CITY: CORONA STATE: CA ZIP: 92879 BUSINESS PHONE: 951-271-4232 MAIL ADDRESS: STREET 1: 1260 CORONA POINTE COURT CITY: CORONA STATE: CA ZIP: 92879 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UKA LP CENTRAL INDEX KEY: 0001412569 IRS NUMBER: 330741408 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 620 NEWPORT CENTER DRIVE STREET 2: FOURTEENTH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949 610 8022 MAIL ADDRESS: STREET 1: 620 NEWPORT CENTER DRIVE STREET 2: FOURTEENTH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

SCHEDULE 13G

(Rule 13d-102)

 

Under the Securities Exchange Act of 1934

(Amendment No.         )*

 

 

 

 

Vineyard National Bancorp

(Name of Issuer)

 

 

Common Stock, $.01 par value per share

(Title of Class of Securities)

 

 

927426106

(CUSIP Number)

 

 

May 13, 2008

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 927426106    13G    Page 2 of 6 Pages

 

  1.  

NAME OF REPORTING PERSONS

 

            UKA, L.P.

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  x

   
  3.  

SEC USE ONLY

 

   
  4.  

CITIZENSHIP OR PLACE OR ORGANIZATION

 

            California

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5.    SOLE VOTING POWER

 

            -0-

 

  6.    SHARED VOTING POWER

 

            600,000

 

  7.    SOLE DISPOSITIVE POWER

 

            -0-

 

  8.    SHARED DISPOSITIVE POWER

 

            600,000

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            600,000

   
10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

 

¨

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.9 % (based on 10,220,465 shares outstanding as of April 21, 2008 as reported by the Issuer on its Annual Report on Form 10-K dated May 19, 2008 for the fiscal year ended December 31, 2007).

   
12.  

TYPE OF REPORTING PERSON

 

            PN

   

 


CUSIP No. 927426106    13G    Page 3 of 6 Pages

 

  1.  

NAME OF REPORTING PERSONS

 

            B. U. Patel Family Trust dated April 11, 2002

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨

(b)  x

   
  3.  

SEC USE ONLY

 

   
  4.  

CITIZENSHIP OR PLACE OR ORGANIZATION

 

            California

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5.    SOLE VOTING POWER

 

            -0-

 

  6.    SHARED VOTING POWER

 

            600,000

 

  7.    SOLE DISPOSITIVE POWER

 

            -0-

 

  8.    SHARED DISPOSITIVE POWER

 

            600,000

  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            600,000

   
10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

 

¨

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

5.9 % (based on 10,220,465 shares outstanding as of April 21, 2008 as reported by the Issuer on its Annual Report on Form 10-K dated May 19, 2008 for the fiscal year ended December 31, 2007).

   
12.  

TYPE OF REPORTING PERSON

 

            OO, HC

   

 


CUSIP No. 927426106    Page 4 of 6 Pages

 

Item 1.           
 

Item 1(a):

   Name of Issuer:      
     Vineyard National Bancorp      
 

Item 1(b):

   Address of Issuer’s Principal Executive Offices:      
    

1260 Corona Pointe Court

Corona, CA 92879

     
Item 2.           
 

Item 2(a):

   Name of Person Filing:      
    

UKA, L.P.

B. U. Patel Family Trust dated April 11, 2002

     
 

Item 2(b):

   Address of Principal Business Office or, if None, Residence:      
    

UKA, L.P.

B. U. Patel Family Trust dated April 11, 2002

620 Newport Center Drive, Fourteenth Floor,

Newport Beach, California 92660

     
 

Item 2(c):

   Citizenship:      
    

UKA, L.P.: California

B. U. Patel Family Trust dated April 11, 2002: California

     
 

Item 2(d):

   Title of Class of Securities:      
     Common Stock, $0.01 par value per share      
 

Item 2(e):

   CUSIP Number:      
     927426106      
Item 3.   If this Statement is filed pursuant to Rules 13-d-1(b) or 13d-2(b), or (c), check whether the person is a:   
  (a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act.
  (b)    ¨    Bank as defined in Section 3(a)(6) of the Exchange Act.
  (c)    ¨    Insurance company as defined in Section 3(a)(19) of the Exchange Act.
  (d)    ¨    Investment company registered under Section 8 of the Investment Company Act of 1940.
  (e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
  (f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
  (g)    ¨    A parent holding company or control person in accordance with Rule 13-d-1(b)(1)(ii)(G).
  (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
  (i)    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940.
  (j)    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(J).


CUSIP No. 927426106    Page 5 of 6 Pages

 

Item 4.    Ownership:      
   Item 4(a)    Amount Beneficially Owned:      
     

UKA, L.P.: 600,000

B. U. Patel Family Trust dated April 11, 2002: 600,000

     
   Item 4(b)    Percent of Class:      
      UKA, L.P.: 5.9 % (based on 10,220,465 shares outstanding as of April 21, 2008 as reported by the Issuer on its Annual Report on Form 10-K dated May 19, 2008 for the fiscal year ended December 31, 2007).      
      B. U. Patel Family Trust dated April 11, 2002: 5.9 % (based on 10,220,465 shares outstanding as of April 21, 2008 as reported by the Issuer on its Annual Report on Form 10-K dated May 19, 2008 for the fiscal year ended December 31, 2007).      
   Item 4(c)    Number of shares as to which such person has:      
      (i)    Sole power to vote or to direct the vote:      
         Not Applicable      
      (ii)    Shared power to vote or direct the vote:      
        

UKA, L.P.: 600,000

B. U. Patel Family Trust dated April 11, 2002: 600,000

     
      (iii)    Sole power to dispose or direct the disposition of:      
         Not Applicable      
      (iv)    Shared power to dispose or to direct the disposition of:      
        

UKA, L.P.: 600,000

B. U. Patel Family Trust dated April 11, 2002: 600,000

     
Item 5.    Ownership of Five Percent or Less of a Class.   
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ¨.   
Item 6.    Ownership of More Than Five Percent on Behalf of Another Person.      
   Not Applicable.      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
   Not Applicable.
Item 8.    Identification and Classification of Members of the Group.      
   Not Applicable.      
Item 9.    Notice of Dissolution of Group:      
   Not Applicable.      
Item 10.    Certification.      

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


 

CUSIP No. 927426106   Page 6 of 6 pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: May 21, 2008   UKA, L.P.
  By:   BPP One, LLC, a California limited liability Company, its General Partner
   

/s/ B. U. Patel

  Name:   B. U. Patel
  Title:   Member
Date: May 21, 2008   B.U. Patel Family Trust Dated April 11, 2002
  By:  

/s/ B. U. Patel

  Name:   B. U. Patel
  Title:   Trustee
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